-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HmMxKdFITUecYbeZ0EyQ/H5S8nho+EwOhoAzusUF98J/BVWkf/Rz9k5wfoj1XODe rN9LThzHoWjW3/PAAdFJug== 0000950152-04-001214.txt : 20040217 0000950152-04-001214.hdr.sgml : 20040216 20040217171027 ACCESSION NUMBER: 0000950152-04-001214 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: ELAINE BOLLIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WINTON FINANCIAL CORP CENTRAL INDEX KEY: 0000857907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 311303854 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41400 FILM NUMBER: 04610063 BUSINESS ADDRESS: STREET 1: 5511 CHEVIOT ROAD CITY: CINCINNATI STATE: OH ZIP: 45247 BUSINESS PHONE: 5133853880 MAIL ADDRESS: STREET 1: 5511 CHEVIOT ROAD CITY: CINCINNATI STATE: OH ZIP: 45247 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOLLIN ROBERT L CENTRAL INDEX KEY: 0001105953 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5511 CHEVIOT ROAD CITY: CINCINNATI STATE: OH ZIP: 45239 BUSINESS PHONE: 5133853880 MAIL ADDRESS: STREET 1: 5511 CHEVIOT ROAD CITY: CINCINNATI STATE: OH ZIP: 45239 SC 13G/A 1 l05853bsc13gza.txt WINTON FINANCIAL CORPORATION/ROBERT L. BOLLIN SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Winton Financial Corporation --------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------- (Title of Class of Securities) 976446104 --------------------------------------------- (CUSIP Number) December 31, 2003 --------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ x ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- CUSIP No. 976446104 13G - ----------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert L. Bollin - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 239,196 NUMBER OF ---------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED 41,093 BY EACH ----------------------------------------------------- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 196,921 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 83,368 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 280,289 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.1% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- 2 - ----------------------- CUSIP No. 976446104 13G - ----------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Elaine Bollin - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 5,013 NUMBER OF ---------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED 275,276 BY EACH ---------------------------------------------------- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 5,013 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 275,276 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 280,289 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.1% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- 3 Item 1(a). Name of Issuer: - --------- Winton Financial Corporation Item 1(b). Address of Issuer's Principal Executive Offices: - --------- 5511 Cheviot Road Cincinnati, Ohio 45239 Item 2(a). Name of Person Filing: - --------- Robert L. Bollin Elaine Bollin Item 2(b). Address of Principal Business Office or, if none, Residence: - --------- 5511 Cheviot Road Cincinnati, Ohio 45239 Item 2(c). Citizenship: - --------- United States Item 2(d). Title and Class of Securities: - --------- Common Stock Item 2(e). CUSIP Number 976446104 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) - ------ or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). 4 (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] A group, in accordance withss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership: - ------- Robert L. Bollin: (a) Amount Beneficially Owned: 280,289 (b) Percent of Class: 6.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 239,196 (ii) shared power to vote or to direct the vote: 41,093 (iii) sole power to dispose or to direct the disposition of: 196,921 (iv) shared power to dispose or to direct the disposition of: 83,368 Elaine Bollin: (a) Amount Beneficially Owned: 280,289 5 (b) Percent of Class: 6.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 5,013 (ii) shared power to vote or to direct the vote: 275,276 (iii) sole power to dispose or to direct the disposition of: 5,013 (iv) shared power to dispose or to direct the disposition of: 275,276 Item 5. Ownership of Five Percent or Less of a Class: - ------ Inapplicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------ Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired - ------ the Security Being Reported on by the Parent Holding Company: Inapplicable Item 8. Identification and Classification of Members of the Group: - ------ Inapplicable Item 9. Notice of Dissolution of Group: - ------ Inapplicable Item 10. Certification: - ------- Inapplicable 6 Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 2004 /s/ Robert L. Bollin - --------------------------- --------------------------------- Date Robert L. Bollin February 17, 2004 /s/ Elaine Bollin - --------------------------- --------------------------------- Date Elaine Bollin 7 EXHIBIT A AGREEMENT FOR JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that the Schedule 13G being filed with the Securities and Exchange Commission to report their beneficial ownership of more than 5% of the common shares of Winton Financial Corporation, an Ohio corporation, shall be, and is, filed on behalf of each of the undersigned. Date: February 17, 2004 /s/ Robert L. Bollin ------------------------- --------------------------------- Robert L. Bollin Date: February 17, 2004 /s/ Elaine Bollin ------------------------- --------------------------------- Elaine Bollin 8 -----END PRIVACY-ENHANCED MESSAGE-----